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Application Formats & Fees

Private Investments, Merchant Banking and Consulting Services

Bank Guarantee (BG), Standby Letter of Credit (SBLC) & Medium Term Notes

Professional Funding Arrangers & Capital Raising Practitioners

We welcome ALL inquiries about our products and services and ask that you contact us right away if you have a deal to discuss! [email protected]

International Finance Specialists

Application Formats & Fees Structure

We welcome initially an application from the client with a brief synopsis of his transaction and a meeting or conference call.

If the project/transaction have the ingredients we want to see and can fit in principle general funding/investment criteria then we require the client to submit a standard Equity Capital & Securities (LONDON) application form and provide supporting documentation if required at this stage.

We now enter in to a due diligence and correspondence process with our associates / specialists and we expect the client to consider any process we would demonstrate and furnish us the necessary info we require.

If our credit/equity funders/investors/Investment bankers want to go ahead with the transaction we require the client to sign a funds raising agreement.

We may require fees like retainer or commitment fee or due diligence fee including closing fees at certain stage of the funding process after the client acknowledges and agrees with terms and conditions of a term sheet /raising fees agreement. We do not require what many clients call upfront fees .At this stage official verification of all the corporate documentation consist of legal, operational ,financial and technical nature of the company applicant for corporate finance to take place.

Equity Capital & Securities (LONDON) in cooperation with our associates/investors/Investment bankers works to produce a term sheet describing the funding procedure with terms and conditions apply.

The client should consider and decide whether he wants to go ahead with his transaction.

If client do not accept the specific funding process/structure we try to work out any alternative within specific period of time..

CODE OF ETHICS

We never want to receive fees from clients for work we can not justify/perform and benefit the client.

We do not expect the client to hide their financial/legal situation and withdraw their application while they have been informed about the financial requirements they may face in the process and after we already submitted their application to our underwriters / funders / investors.

We expect our clients to cooperate with us all the way until that stage we either can not produce them any funding solution or we have completed partially or fully any funding process we started.

We do not want clients who want to engage our services for shopping a deal.

Of course we can recognize legitimate reasons for withdrawal from a funding process like change of circumstances / sudden change of management, external factors affect the current financial and operational structure of the company / physical / global financial disasters.

All of our associates/ financial groups/investors who structure and provide financing are legitimate Groups to provide investment / lending facilities and have proven track record of closed transactions we disclose to our clients before they enter to any funding process with those providers.

We look for longterm relationship with our clients. We wish all success with your present activities.

APPLICATION FORMATS

We welcome you describe your proposal/funding enquiry/need for specific financial services in one of the following applications as per the nature of your corporate transaction:

PLEASE NOTE:

This is NOT a solicitation for investment funds and it is NOT an offer to buy or sell securities. Likewise, this is NOT any form of bank or financial institution policy. The reader agrees that any effort on their part to participate in this financial opportunity is done unsolicited.

WARNING NOTICE:

IF ANY CLIENT and/or CLIENT REPRESENTATIVE DELIBERATELY ATTEMPTS TO ENGAGE and/or SOLICIT OUR SERVICES FOR THE PURPOSE OF TRANSACTING ANY FORM OF FRAUDULENT, INTERNATIONAL SECURITY THREATENING and/or OTHERWISE ILLEGAL TRANSACTIONS THIS WILL LEAVE US NO OTHER CHOICE BUT TO REPORT HIM/HER TO THE SERIOUS FRAUD OFFICE, INTERPOL, FBI, FEDERAL RESERVE CRIME OFFICE, S.E.C., I.C.C. PARIS and/or other authorities we deem appropriate.

All rights reserved Equity Capital & Securities London • This website is not intended as a solicitation to customers in any jurisdiction in which we are not authorized to operate. We are not Certified Financial Advisers, Securities Brokers or Stock Brokers. We are business consultants and intermediaries who provide advice to private individuals on or about PRIVATE business matters. The information presented is not in anyway considered or intended to be a solicitation of funds and is intended only as general knowledge. This transaction(s) are private and exempt from the act. Please be aware that any disclosure, photo copying, distribution or use of the contents of this information is prohibited.
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